The wealth management industry is fueled by asset- and service-based fees — but many of its customers don't know they're paying them.

Mercer Global Advisors is keeping up its recent acquisition streak with the addition of a registered investment advisor firm in Maryland. A Charlotte, North Carolina–based financial advisor team has ...

The Securities and Exchange Commission 's final Investor Advisory Committee meeting for 2025 focused on forging ahead with the regulator's more friendly stance on digital assets, more specifically ...

The Securities and Exchange Commission has obtained a final judgment, which includes a bar but no actual monetary penalty, against a financial advisor barred by the Financial Industry Regulatory ...

Mercer Global Advisors is keeping up its recent acquisition streak with the addition of a registered investment advisor firm in Maryland. A Charlotte, North Carolina–based financial advisor team has ...

RBC Wealth Management-U.S. President Tom Sagissor will step down from his role at the beginning of next year, a company spokesperson confirmed to Financial Advisor IQ Thursday.

The current financial system runs under a "reverse Robin Hood dynamic" in which the wealthiest are profiting from the mistakes of the poor and from the disadvantaged position of the middle class, ...

Osaic Wealth has been ordered to pay a total of more than $3 million in fines and restitution to resolve allegations that its legacy Securities America unit did not adequately supervise registered ...

Registered investment advisory firm Waverly Advisors said it has acquired certain business lines of a Chicago-based firm with capabilities in private equity and real estate. Registered investment ...

Registered investment advisory firm Waverly Advisors said it has acquired certain business lines of a Chicago-based firm with capabilities in private equity and real estate. Registered investment ...

Estate planning conversations with married clients work best when both spouses are included, but getting both to actively contribute to the discussion may be a challenge for financial advisors.

Annuity owners feel far more certain they'll be able to retire on their own terms than people who don't own such instruments, all while interest in the product continues growing — in large part thanks ...