HOLIDAYS Exchange Holiday - Market Closed Bank Holidays where NYSE is open. FX and interest rate markets are closed. ****Please note when setting a record date DTCC is closed, …

A: At this time, the plan is for all other NYSE Group equities exchanges to continue to operate within their current trading hours. Q: Will options be available for extended hours trading? A: …

Each year, NYSE Regulation staff prepares a guidance memo addressing certain rules and policies applicable to companies listed on the New York Stock Exchange (“NYSE” or the …

Each company seeking to list on the New York Stock Exchange (NYSE) is required to meet the NYSE quantitative and corporate governance standards upon listing. In addition, NYSE may …

NYSE Regulation periodically issues guidance intended to assist members in designing their compliance and supervisory programs to satisfy regulatory obligations, including the rules of …

Each year, NYSE Regulation staff prepares a guidance memo addressing certain rules and policies applicable to companies listed on NYSE American (“NYSE American” or the …

Required to meet one of the following: ... And one of the following: ... Please see continued listing standards and NYSE American Company Guide for full details including governance standards

To register for Listing Manager, call 212.656.4651 or email [email protected].

• FINRA’s Equity Short Interest Data, published twice per month, consolidates this reporting and publishes the short interest in equity securities. • NYSE’s TAQ Group Short Sales & Short …

NYSE Rules 342 and 3110(a)3 require member firms to establish and maintain a system to supervise the activities of each associated person that is reasonably designed to achieve …